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Ombudsman welcomes Commission's commitment to take greater account of environment and human rights in reviewing export credit agencies
Monday | 10 February 2020
Decision in case 212/2016/JN on the European Commission’s annual reviewing of Member States’ export credit agencies
Monday | 03 December 2018
The case concerned the adequacy of the European Commission’s annual reviewing of export credit agencies — national bodies that give financial support to companies doing business in risky markets — in particular with respect to the protection of human rights and the environment.
The Ombudsman inquired into the matter and found that the Commission’s methodology and procedures could be improved. In particular, the Ombudsman recommended that the Commission should engage in a dialogue with Member States and other stakeholders with a view to improving the template used by Member States to compile the reports on export credit agencies which they are required to submit to the Commission each year. The Ombudsman also recommended that the Commission, for its part, should enhance the analysis and evaluation content of the annual reviews of export credit agencies which it submits to the European Parliament.
The Commission informed the Ombudsman that it would consult the Council, Parliament and the European External Action Service, and engage with civil society, in order to implement the Ombudsman’s recommendations. In particular, the Commission will propose to the Council Working Group on Export Credits a revised checklist template to be used by Member States for their annual reports. The Commission will also consider drawing up relevant guidance for Member States’ reporting.
As the measures announced by the Commission adequately address the Ombudsman’s recommendations, the Ombudsman closed her inquiry but asked the Commission to report back within one year.
Recommendation of the European Ombudsman in case 212/2016/JN on the European Commission’s annual reviewing of Member States’ export credit agencies
Wednesday | 23 May 2018
The case concerned the adequacy of the European Commission’s annual reviewing of export credit agencies - national bodies that give financial support to companies doing business in ‘risky’ markets - in particular with respect to the protection of human rights and the environment.
The Ombudsman inquired into the matter and found that the Commission’s methodology and procedures could be improved. In particular, she suggested that the Commission should engage in a dialogue with Member States and other stakeholders with a view to improving the template used by Member States in compiling the reports on export credit agencies which they are required to submit to the Commission each year. The Ombudsman also proposed that the Commission, for its part, should enhance the analysis and evaluation content of the annual reviews of export credit agencies which it submits to the European Parliament.
The Commission rejected the Ombudsman’s proposals mainly because it considers that their implementation would require an amendment to the existing legislation. The Ombudsman disagreed with the Commission’s position and has now made recommendations to the Commission in the same terms as those of her earlier proposals. The Ombudsman believes that the Commission’s annual review, which it sends to Parliament, should amount to more than a compilation of the content of the annual reports received from the Member States and that it should contain an informed and detailed evaluation of the performance of the export credit agencies, particularly, as regards respect for human rights and the environment.
Decision in own-initiative inquiry OI/7/2016/MDC on the decision of the European Union Delegation to Armenia not to conclude a Grant Contract
Monday | 19 February 2018
This own-initiative inquiry is based on a complaint made by an association of Armenian NGOs called the Citizens' Protection League (CPL). It concerns the decision of the European Union Delegation to Armenia not to conclude a Grant Contract with CPL following the Delegation’s discovery of an error in its initial assessment of the CPL application. CPL argued that the Delegation’s decision was not based on sound reasons.
In the course of the Ombudsman’s inquiry, the European Commission acknowledged that the action taken initially by the Delegation, once it realised that an error had occurred in the evaluation process, was not appropriate. However, the Commission also showed that the error detected required that the evaluation of CPL’s application be redone and, thus, that the Delegation was not in a position to conclude the Grant Contract with CPL.
The Ombudsman therefore closed the inquiry with a finding of no maladministration.
Decision in case OI/14/2015/ZA concerning a selection procedure for a post at the EU Delegation to Albania
Monday | 10 July 2017
The case concerned a selection procedure for a post at the EU Delegation to Albania. The complainant was unhappy at not having been shortlisted for the post, as she believed that she fulfilled all the required criteria. She requested information on her application and the reasons why she was not the shortlisted. The Delegation failed to reply to her request in a timely manner.
The Ombudsman inquired into the matter. In the course of the inquiry, the Delegation replied to the complaint, thereby resolving this aspect of the complaint. As regards the decision not to shortlist the complainant, the Ombudsman found the Delegation’s explanation of its decision to be reasonable and closed the inquiry with a finding of no maladministration. The Ombudsman suggested that the European External Action Service should give guidance to Delegations on the need to keep candidates informed where selection competitions have been delayed. The Ombudsman also suggested that the European External Action Service should include, in the ‘EU Delegations’ Guide for Local Agents’, more detailed requirements regarding the type of information to be included in the list/excel spreadsheet drawn up by selection committees.
Decision in case 593/2016/MDC, concerning the termination of a service contract by the European Commission and its failure to reply to a letter
Friday | 07 July 2017
The case concerned the termination of a service contract by the European Commission. The complainant claimed that the Commission had not replied to his letters, that it had terminated the service contract without good reason and that it had been slow to pay the invoices sent to it. He also sought compensation for late payments and damages.
The Ombudsman investigated these allegations. With respect to the first, it concluded that, since the Commission eventually responded to the complainant's letters, the matter had been resolved. As regards the second allegation, which concerns the alleged termination of the contract without good cause, the Ombudsman concluded that there had been no maladministration on the part of the Commission, since the contract gave the Commission the right to terminate it at any time and that, in any event, the Commission had indeed provided a good reason for termination. As regards the third allegation, the Ombudsman concluded that a solution had been found to the problem of late payment of invoices, since the Commission finally paid the complainant the sums due for the work carried out and agreed to pay default interest. Finally, as regards the claim for compensation, the Ombudsman concluded that there was no need for any further inquiry into the matter, since the Commission paid the complainant compensation for the damage suffered and the contract did not provide for any compensation for any other type of damage.
Decision in case 969/2016/JN on the rejection by the European Union Advisory Mission Ukraine of the complainant’s application in a selection procedure
Friday | 13 January 2017
The case concerned the rejection by the European Union Advisory Mission Ukraine (EUAM) of the complainant’s application in a selection procedure. The Ombudsman inquired into the issue and found that there was no maladministration as regards the rejection of the application. The Ombudsman further found that a one-level administrative review mechanism is sufficient. Finally, the Ombudsman was pleased to be informed that the European External Action Service has now decided to amend the message it sends to rejected candidates in order to include information on available remedies.
Decision in case 1131/2016/ANA on the failure by the European Commission to answer correspondence
Friday | 30 September 2016
The Commission's refusal to give public access to its opinion on the draft Serbian law on Free Legal Aid.
Tuesday | 06 September 2016
Decision in case OI/7/2015/ANA concerning the European Commission's refusal to give access to its comments on draft Serbian legislation
Friday | 02 September 2016
The case concerned the Commission's refusal to grant public access to its opinion on the draft Serbian law on Free Legal Aid.
The Ombudsman inquired into the issue and carried out an inspection of the document concerned. The Ombudsman assessed the information on file and found the Commission's refusal was justified under the relevant applicable rules on access to documents (Regulation 1049/2001).
Therefore, the Ombudsman closed the case with a finding of no maladministration. That said, the Ombudsman's findings are based on the interpretation of the law as it applied on the date on which the Commission gave its decision on the complainant's confirmatory application. Nothing precludes the Commission, acting in the public interest, to strive for greater transparency in the manner in which it conducts the pre-accession negotiation and as the negotiation progresses or is eventually concluded. The entry into force of the draft Free Legal Aid Act, the provisional closure of Chapter 23 of the accession negotiations and the eventual Serbian accession to the EU are all times when the Commission could reassess the situation so as to establish whether the reasons justifying its refusal to grant access to the requested document still apply. The Ombudsman trusts that the Commission will carry out this reflection.
Proposal for a solution in own-initiative inquiry OI/7/2016/MDC on the decision of the European Union Delegation to Armenia not to conclude a Grant Contract
Wednesday | 15 June 2016
Rejection of the complainant's offer to work for the Delegation as a short-term consultant
Wednesday | 25 May 2016
Decision of the European Ombudsman on complaint 1708/2014/JVH against the European Commission concerning a decision to reject the complainant's application to work on an EU-funded project
Thursday | 19 May 2016
In July 2014, the Commission rejected the complainant's application to work as an expert on a project in Indonesia because she had already committed to work on an EU-funded project in Liberia taking place at the same time. The complainant re-applied when the project in Liberia was delayed due to the Ebola crisis, pointing out that she was in fact available to work on the project in Indonesia.
The Ombudsman found that the Commission is entitled to request experts to be available to work exclusively on projects for specified periods. She noted that the complainant had declared that she would be available to work, on an exclusive basis, on two overlapping projects. The complainant did not explain this contradiction when she made her initial application. On the basis of the information provided, the Ombudsman considers that the Commission was correct in rejecting the complainant’s first application. With regard to the second application, the complainant did, in fact, state that the on-going Ebola crisis in Liberia meant that she was in fact free to work on the project in Indonesia. The Commission then re-examined her situation. In the Ombudsman's view, it made a fair and reasonable judgement when it concluded that the complainant was unable to guarantee her availability. Thus, the Ombudsman concludes, the Commission also did not err when it rejected her second application to work on the Indonesian project. However, it does leave questions as to how the Commission deals with the rights of experts caught up in crises such as the Ebola-outbreak.
The Ombudsman closed the inquiry with a finding of no maladministration. She suggested to the Commission that, where a project has to be suspended, it should be prepared to release any affected expert from an exclusivity commitment.
The EEAS handling of allegations of serious irregularities involving the EU Rule of Law Mission (EULEX) in Kosovo
Friday | 29 April 2016
Proposal of the European Ombudsman for a solution in case 212/2016/ZA on the European Commission’s annual reviewing of Member States’ export credit agencies
Friday | 29 April 2016
The European Commission's failure to evaluate the compliance of Member-States Export Credit Agencies with the EU's objectives and obligations, in particular on human rights
Thursday | 28 April 2016
Decision in case 1398/2013/ANA on the European Commission's refusal to give access to documents relating to the US Foreign Account Tax Compliance Act ('FATCA')
Thursday | 31 March 2016
This complaint arose following a request for public access to documents held by the European Commission relating to the negotiations between certain EU Member States and the United States of America on the consequences of the US Foreign Account Tax Compliance Act ('FATCA'). The complaint was made by the MEP, Ms Sophie In't Veld.
The main issues arising in the course of the Ombudsman's inquiry were (a) the Commission's efforts to find a fair solution regarding the assessment of a large number of documents, and (b) the Commission's refusal to give full public access to several documents concerning the FATCA.
The Ombudsman inquired into these issues and recommended to the Commission that it (a) make a new attempt to arrive at a fair solution, failing which, it would have to assess the documents covered by the MEP's request without undue delay, and (b) consider granting broader public access to certain documents concerning the FATCA.
The Ombudsman is now satisfied that the Commission has accepted and implemented her recommendations and has therefore closed the case.
Termination of a grant contract in a non-EU country due to the complainant's failure to present the financial guarantee from a bank in the EU
Wednesday | 30 March 2016
Decision in case OI/9/2015/NF on the termination of a grant contract by the European Commission
Wednesday | 23 March 2016
The complainant had a grant contract with the European Commission for the financing of a project in Egypt. Under that contract, the complainant had to provide a financial guarantee from a bank or financial institution established in the EU in order to secure the Commission's pre-financing of the project. After the contract entered into force, it turned out that the complainant was not able to provide the required financial guarantee. For that reason, the Commission terminated the contract.
The Ombudsman found that the Commission had complied with its contractual obligation to consult the complainant before proceeding to the contract termination. In light of the information that the complainant provided to the Commission on its financial capabilities, the Ombudsman also found that the Commission could reasonably understand that the complainant would not have been able to implement the project without any pre-financing and that, therefore, any further consultations were unnecessary.
The Ombudsman concluded that the Commission had acted lawfully and reasonably in terminating the contract with the complainant. However, the Ombudsman suggested that in future contracts the Commission consider including, in the standard contracts terms, a provision entitling the grant beneficiary to renounce the Commission's pre-financing. This would remove the obligation to provide a financial guarantee, should the beneficiary be in a position to prove that it has the financial means necessary to carry out the project. The Ombudsman also asked the Commission to make sure to always state, in a termination letter, the exact legal basis for that decision as well as the options for appealing the decision.