Entscheidung im Fall 1611/2019/KR über die Weigerung des Rates, der Öffentlichkeit Zugang zu Dokumenten betreffend die Gaspipeline „Nord Stream 2“ zu gewähren
Case 1611/2019/KR - Opened on Wednesday | 04 September 2019 - Decision on Friday | 27 March 2020 - Institution concerned Council of the European Union (No maladministration found )
Der Fall betraf Anträge auf Zugang der Öffentlichkeit zu Dokumenten betreffend eine Empfehlung der Kommission an den Rat, der Kommission ein Mandat für Verhandlungen mit Russland über den Betrieb der Gaspipeline Nord Stream 2 zu erteilen.
Nord Stream 2 ist eine umstrittene zweite Pipeline, die derzeit gebaut wird, um russisches Gas unter der Ostsee entlang nach Deutschland zu bringen. Sie wird voraussichtlich 2021 einsatzfähig sein.
Der Rat argumentierte, dass die Freigabe der Dokumente die internationalen Beziehungen beeinträchtigen würde. Die Bürgerbeauftragte führte eine Untersuchung durch und prüfte die fraglichen Dokumente. Die Bürgerbeauftragte erkennt zwar an, dass dieses Projekt unbedingt einer demokratischen und öffentlichen Kontrolle bedarf, räumt aber ein, dass der Rat nach EU-Recht bestimmen kann, dass der Zugang der Öffentlichkeit zu den Dokumenten zum Zeitpunkt der Antragstellung die internationalen Beziehungen beeinträchtigen würde.
Die Bürgerbeauftragte schloss die Untersuchung mit der Schlussfolgerung ab, dass kein Missstand in der Verwaltungstätigkeit des Rates vorlag.
Background to the complaint
1. On 10 May 2019, the complainant, requested the Council of the European Union (“the Council”) to give him access to the Commission’s 2017 ‘Recommendation’ for a Council Decision authorising the opening of negotiations on an agreement between the European Union and the Russian Federation on the operation of the Nord Stream 2 pipeline’ and the Annex to that Recommendation.
2. On 5 June 2019, the Council refused access to the requested documents.
3. On 23 June 2019, the complainant asked the Council to reconsider its decision (it made a so-called ‘confirmatory application’). The Council replied on 26 July 2019, confirming its decision to refuse access to the requested documents.
4. Dissatisfied by the Council’s decision, the complainant turned to the Ombudsman on 27 August 2019.
5. The Ombudsman opened an inquiry into whether the Council had wrongly refused access to the requested documents.
During the inquiry, the Ombudsman’s inquiry team inspected the documents and met with representatives of the Council to clarify certain aspects of issues raised by the complaint.
Arguments presented to the Ombudsman
By the complainant:
6. The complainant argued that some of the exceptions that the Council invoked should not be considered valid, notably protecting international relations and protecting the decision-making process. This was because information related to the documents in question was already in the public domain, for example through a press release issued by the Commission. According to the complainant, it is unlikely that the requested documents contain information on the EU’s negotiation objectives that significantly differs from the information that is already publicly available.
7. The complainant also argued that the Council was wrong to invoke the exception related to the protection of court proceedings, not least because there were no court proceedings ongoing when the request for public access was made.
8. The complainant argued that, even if the exceptions that the Council invoked did apply, there was an overriding public interest in disclosing the documents, namely the public interest in increased transparency in the functioning of the EU institutions.
By the Council:
9. The Council rejected the request for public access as it considered that releasing the document would undermine international relations, its own decision-making process, and ongoing court proceedings.
10. As regards the protection of international relations, the Council said that the requested documents reflect ‘orientations’ and ‘directives’ for the gas pipeline negotiations with Russia. The Council considered that making these documents public would reveal the EU's strategic objectives for the negotiations and would likely damage the climate of mutual trust.
11. As regards the public interest in the protection of the decision-making process, the Council stressed that the documents under inspection relate to a mandate that had not yet been adopted. Therefore, making these documents public could be detrimental to the EU’s position in negotiations with Russia concerning the area of energy supply. The Council furthermore said the decision-making process is under intense external and media attention. Disclosing the documents containing negotiating positions could therefore lead to undue external pressure.
12. As regards the protection of ongoing court proceedings, in its decision the Council informed the complainant that the Nord Stream 2 consortium had started a dispute settlement procedure in which, under the Energy Charter Treaty, it was challenging the EU gas link rules. In case an amiable settlement in this framework could not be reached, recourse to court proceedings or international arbitration could follow.
13. The Council explained to the Ombudsman that certain of the risks referred to in its decision have now in fact materialised. For example, the Nord Stream 2 consortium brought arbitration proceedings against the EU. Furthermore, the Nord Stream 2 consortium brought litigation against the Council before the General Court seeking the annulment of the Gas Directive.
14. As regards the press statement issued by the European Commission on
9 June 2017 referring to the request for a mandate, it described this as being of a general nature. The fact that this statement was issued, could not, it stated, justify a (partial) release of the documents.
The Ombudsman's assessment
15. The Ombudsman carefully assessed the arguments of the Council for rejecting the request for public access. Her inquiry team inspected the documents in question and held a meeting with representatives of the Council.
16. The Council has invoked three exceptions to justify refusing access: the protection on international relations; the protection of court proceedings; and the protection of its decision-making processes
17. Some of the exceptions to the right of public access to a document require an institution to consider whether there is an overriding public interest in access to the document. Specifically, if one of the exceptions mentioned in Article 4.2 or 4.3 of the Regulation is invoked, the institution must consider whether there is an overriding public interest in granting access, even though the exception applies. However, if one of the exceptions in Article 4.1 of the Regulation applies, such as the need to protect international relations, the interests protected by those exceptions cannot be overridden.
18. The Ombudsman’s assessment as regards whether disclosing a document would undermine international relations involves determining whether it was ‘reasonably foreseeable’ that the information, if released at the time of the request, would undermine relations with third countries.
19. In the meeting between the Council’s representatives and the Ombudsman’s inquiry team, the Council provided further information on the international context in which the documents were drawn up. This information allowed the Ombudsman’s inquiry team, which had the opportunity to read carefully the requested documents, to appreciate the sensitivity of the content of the documents. Specifically, in view of these explanations and a careful review of the content of the documents, the Ombudsman has concluded that it was at least reasonably foreseeable that releasing the documents would undermine international relations.
20. In reaching this conclusion, and without any need to reference, in this decision, the content of the document, or the detailed contextual information provided by the Council, the Ombudsman notes that the negotiations relate to a key strategic interest, namely energy supply and security. It is of vital importance for the EU, its Members States, and its citizens, that the institutions are not in any way undermined in such negotiations, by the release of sensitive documents at a critical point in time. The Ombudsman contrasts this situation with negotiations aimed at entering into general trade agreements, where a high degree of transparency is appropriate.
21. Since the exception regarding the protection of international relations was validly invoked, the Ombudsman has not reviewed, in this decision, the application of the other two exceptions.
22. As regards the fact that the Commission issued a press release about sending a Recommendation to the Council, the Ombudsman notes that the press release was general in nature. Having examined the requested documents, the Ombudsman notes that their content is far more detailed than the Commission’s press release. The Ombudsman also notes that while certain substantive information is contained in the press release, the press release does not contain verbatim extracts from the requested document. Rather, the press release is a general synthesis of some of the information contained in the requested documents. The publication of the press release therefore does not mean that partial access can be given by simply making public certain extracts from the requested documents.
23. The Ombudsman recognises that transparency is achieved not only through public access to documents, but also through proactive publication of information, for example through press releases. Therefore, the publication by the Commission of its press release contributed to ensuring that there was a degree of transparency in relation to the on-going negotiation with Russia regarding the pipeline.
24. However, the Ombudsman recognises that the Nord Stream 2 project has proved to be highly controversial and that proper democratic and public scrutiny of the project is vital.
Based on the inquiry, the Ombudsman closes this case with the following conclusion:
There was no maladministration by the Council in this case.
The complainant and Council will be informed of this decision.
 Regulation 1049/2001 regarding public access to European Parliament, Council and Commission documents, available at: https://eur-lex.europa.eu/legal-content/EN/ALL/?uri=celex%3A32001R1049.
 Under the Energy Charter Treaty (ECT) against the amended EU Gas Directive (Directive (EU) 2019/692 of the European Parliament and of the Council of 17 April 2019 amending Directive 2009/73/EC concerning common rules for the internal market in natural gas (Text with EEA relevance.) and the EU actions in connection with that Directive.
 The Council supplied the Ombudsman with further detail on this matter, which is of a confidential nature.
 “Commission seeks a mandate from Member States to negotiate with Russia an agreement on Nord Stream 2”, see: https://ec.europa.eu/commission/presscorner/detail/en/IP_17_1571.
 Article 4(1) of Regulation 1049/2001.
 See for example the Ombudsman Decision closing the own initiative inquiry into the European Commission’s efforts to make the Transatlantic Trade and Investment Partnership ('TTIP') negotiations transparent and accessible to the public : https://www.ombudsman.europa.eu/en/decision/en/58668